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SEC RIN: 3235-AL33 Publication ID: Fall 2013 
Title: Commission Guidance Regarding Definitions of Mortgage Related Security and Small Business Related Security 
Abstract: The Commission issued interpretive guidance and requested comment on the definitions of "mortgage related security" and "small business related security" in sections 3(a)(41) and 3(a)(53)(A) in the Exchange Act. The Division is considering recommending that the Commission propose creditworthiness standards to replace the credit rating references contained in those definitions, as required by the Dodd Frank Act. 
Agency: Securities and Exchange Commission(SEC)  Priority: Other Significant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 241   
Legal Authority: PL 111-203 sec 939(e)   
Legal Deadline:  None
Action Date FR Cite
Interpretive Release  07/23/2012  77 FR 42980   
Interpretive Release Effective  07/20/2012 
Comment Period End  08/22/2012 
Next Action  10/00/2014 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL:  
RIN Data Printed in the FR: No 
Agency Contact:
Rachel Yura
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5729

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