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SEC | RIN: 3235-AL43 | Publication ID: Fall 2013 |
Title: Regulation Systems Compliance and Integrity | |
Abstract: The Commission proposed rules and amendments under the Exchange Act to require self-regulatory organizations and certain other market centers to, among other things, develop policies and procedures to meet adequate standards for the capacity, resiliency, and security of their automated systems. The comment period was extended on May 23, 2013. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 USC 78a et seq |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2013/34-69077.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: David Garcia Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5681 Email: garciad@sec.gov |