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SEC RIN: 3235-AL43 Publication ID: Fall 2013 
Title: Regulation Systems Compliance and Integrity 
Abstract: The Commission proposed rules and amendments under the Exchange Act to require self-regulatory organizations and certain other market centers to, among other things, develop policies and procedures to meet adequate standards for the capacity, resiliency, and security of their automated systems. The comment period was extended on May 23, 2013. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.
Legal Authority: 15 USC 78a et seq 
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/25/2013  78 FR 18084 
NPRM Comment Period End  05/24/2013   
NPRM Comment Period Extended  05/23/2013  78 FR 30803 
NPRM Comment Period End  07/08/2013   
Final Action  10/00/2014   
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2013/34-69077.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Dhawal Sharma
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5779

 
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