This script search US Code. View Rule
Menu Item - Home
Menu Item - Agenda Main page
Menu Item - Historical Agenda
Menu Item - Historical Agenda
Menu Item - Agenda Search
Menu Item - EO Dashboard
Menu Item - Reg Review
Menu Item - EO Agency lists
Menu Item - EO Search
Menu Item - EO Historical Reports
Menu Item - Review Counts
Menu Item - OIRA Letters
Menu Item - EOM 12866 Search
Menu Item - EO XML Reports
Menu Item - ICR Dashboard page
Menu Item - ICR Main page
Menu Item - ICR Search
Menu Item - ICR XML Reports
Menu Item - FAQ
Menu Item - Additional Resources
Menu Item - Contact Us
Search: Agenda Reg Review ICR
       Search

View Rule

View EO 12866 Meetings Printer-Friendly Version     Download RIN Data in XML

TREAS/FINCEN RIN: 1506-AB24 Publication ID: Spring 2014 
Title: ●Amendment to the Bank Secrecy Act Regulations; Including Funding Portals in Definition of Broker or Dealer in Securities 
Abstract: The Financial Crimes Enforcement Network (FinCEN), a bureau of the Department of the Treasury, in order to further its efforts against money laundering and terrorist financing, is proposing to issue regulations that would amend its existing definition of broker or dealer in securities to include funding portals. 
Agency: Department of the Treasury(TREAS)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Proposed Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 31 CFR ch X (To search for a specific CFR, visit the Code of Federal Regulations.
Legal Authority: 31 USC 5331 
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  10/00/2014   
NPRM Comment Period End  12/00/2014   
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Ms. Jaclyn N. Stewart
Regulatory Policy Specialist
Department of the Treasury
Financial Crimes Enforcement Network
1099 14th Street NW., Suite 4600,
Washington, DC 20005
Phone:202 354-6028
Fax:202 354-6411
Email: jaclyn.stewart@fincen.gov

 
About Us   Vertical Spacer Spacer Related Resources   Vertical Spacer Spacer Disclosure   Vertical Spacer Spacer Accessibility   Vertical Spacer Spacer Privacy Policy   Vertical Spacer Spacer Contact Us