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SEC RIN: 3235-AK37 Publication ID: Spring 2014 
Title: Asset-Backed Securities 
Abstract: The Commission proposed revisions to its rules and forms to improve registration and disclosure requirements for asset-backed securities. 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 229.1100 to 229.1122    17 CFR 230    17 CFR 232    17 CFR 240    17 CFR 243    17 CFR 249   
Legal Authority: 15 USC 77a et seq    15 USC 78a et seq   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  05/03/2010  75 FR 23328   
NPRM Comment Period End  08/02/2010    
Second NPRM  08/05/2011  76 FR 47948   
Second NPRM Comment Period End  10/04/2011 
NPRM Comment Period Reopened  02/28/2014  79 FR 11361   
NPRM Comment Period Reopened End  03/28/2014 
NPRM Comment Period Extended  04/02/2014  79 FR 18483   
NPRM Comment Period Extended End  04/28/2014 
Final Action  05/00/2014 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: Undetermined 
Federalism: Undetermined 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2011/33-9244.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
Katherine Hsu
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3850
Email: hsuk@sec.gov