View Rule
View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
SEC | RIN: 3235-AK79 | Publication ID: Spring 2014 |
Title: Security-Based Swap Data Repository Registration, Duties, and Core Principles | |
Abstract: The Commission proposed rules to facilitate registration of security-based swap data repositories and a form to be used to register as a security-based swap data repository. In June 2011, the Commission issued a release detailing the provisions that are not effective or do not require compliance as of a 360-day deadline in the Dodd Frank Act and granting exemptive relief to entities that meet the definition of security-based swap data repository as set forth in section 3(a)(75) of the Exchange Act from those provisions of section 13(n) of the Exchange Act that require compliance as of the 360-day deadline. This exemptive relief does not end until the earlier of: (1) The date the Commission grants registration to the security-based swap data repository, and (2) the earliest compliance date for any of the final rules regarding the registration of security-based swap data repositories. The comment period was reopened on May 23, 2013. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 USC 78m(n) |
Legal Deadline:
|
||||||||||||||||||
Timetable:
|
Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2010/34-63347.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: Richard Vorosmarti Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5635 Email: vorosmartir@sec.gov |