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SEC | RIN: 3235-AL41 | Publication ID: Fall 2014 |
Title: Treatment of Certain Communications Involving Security-Based Swaps That May be Purchased Only by Eligible Contract Participants | |
Abstract:
The Commission proposed a rule under the Securities Act to address the treatment of certain communications involving security-based swaps that may be purchased only by eligible contract participants. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 USC 77e 15 USC 77s 15 USC 77z-3 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Yes | Government Levels Affected: None |
Small Entities Affected: Businesses | Federalism: Undetermined |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.rules/proposed/2014/33-9643.pdf | |
RIN Data Printed in the FR: Yes | |
Agency Contact: Andrew Schoeffler Division of Corporation Finance Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-3860 Email: schoefflera@sec.gov |