An official website of the United States government
The .gov means it's official.
The site is secure.
View Rule
| View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
| SEC | RIN: 3235-AL42 | Publication ID: Fall 2014 |
| Title: Form N-SAR and Portfolio Holdings Reporting Reform | |
|
Abstract:
The Division is considering recommending that the Commission propose amendments to the forms used by open-end and closed-end registered investment companies to report information about fund operations and portfolio holdings. The Division is also considering recommending that the Commission propose amendments to the form used by investment advisers to register with the Commission to improve registration procedures and data collected from investment advisers, including data about separately managed accounts, and amendments to the Investment Advisers Act books and records rule regarding the calculation of performance information. |
|
| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
| Legal Authority: Not Yet Determined | |
|
Legal Deadline:
None |
||||||
Timetable:
|
| Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: None |
| Federalism: Undetermined | |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
|
Agency Contact: Michael Pawluk Division of Investment Management Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6781 Email: pawlukm@sec.gov |
|
|
Reginfo.gov
An official website of the U.S. General Services Administration and the Office of Management and Budget