View Rule
View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
SEC | RIN: 3235-AL66 | Publication ID: Fall 2014 |
Title: ●Amendments to Regulation ATS: Registration of NMS Stock Alternative Trading Systems ("ATS") and Public Disclosures | |
Abstract:
The Division is considering recommending that the Commission propose amendments to Regulation ATS designed to increase transparency and foster oversight of ATSs that transact NMS stocks. |
|
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 242.300 et seq | |
Legal Authority: 15 USC 77g 15 USC 77q(a) 15 USC 78b 15 USC 78c 15 USC 78j 15 USC 78k-1(c) 15 USC 78l 15 USC 78m 15 USC 78mm 15 USC 78n 15 USC 78o(c) 15 USC 78o(g) 15 USC 78q(a) 15 USC 78q(b) 15 USC 78w(a) 15 USC 78dd-1 15 USC 80a-23 15 USC 80a-29 15 USC 80a-37 15 USC 77s(a) 15 USC 78i(a) 15 USC 78o(b) 15 USC 78q(h) |
Legal Deadline:
None |
||||||
Timetable:
|
Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Marsha Dixon Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5782 Email: dixonma@sec.gov |