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DOC/PTO RIN: 0651-AC97 Publication ID: Spring 2015 
Title: Applicability of USPTO Rules of Professional Conduct to Persons not Registered or Recognized to Practice Before the Office 
Abstract: The United States Patent and Trademark Office (USPTO) periodically reviews its regulations to ensure that they are current, correct, and consistent. The Office is amending Part 11 (Representation of Others Before the USPTO) of Title 37 of the Code of Federal Regulations. The amendment will provide clarification of the applicability of the USPTO Rules of Professional Conduct to persons who practice before the USPTO without proper authority, i.e., persons not registered or recognized to practice before the USPTO. 
Agency: Department of Commerce(DOC)  Priority: Info./Admin./Other 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: No  Unfunded Mandates: No 
CFR Citation: 37 CFR 11   
Legal Authority: 35 U.S.C. 2(b)(2)    35 U.S.C. 32    5 U.S.C. 500   
Legal Deadline:  None
Timetable:
Action Date FR Cite
Interim Final Rule  06/00/2015 
Interim Final Rule Effective  06/00/2015 
Interim Final Rule Comment Period End  07/00/2015 
Final Rule  07/00/2015 
Final Rule Effective  08/00/2015 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Small Entities Affected: No  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
William Covey
Deputy General Counsel and Director for Enrollment and Discipline
Department of Commerce
Patent and Trademark Office
P.O. Box 1450,
Alexandria, VA 22313-1450
Phone:571 272-4097
Fax:571 273-0074
Email: will.covey@uspto.gov