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CFTC RIN: 3038-AE21 Publication ID: Spring 2015 
Title: ●Proceedings Before the Commodity Futures Trading Commission; Rules Relating to Suspension or Disbarment From Appearance and Practice 
Abstract:

The Commodity Futures Trading Commission (Commission) is proposing to amend part 14 of its regulations, under which the Commission may deny, temporarily or permanently, the privilege of certain persons to appear or practice before it.  The amendment clarifies the Commission’s standard for determining when an accountant has engaged in unethical or improper professional conduct which has been established as a basis for denying the accountant the privilege of appearing or practicing before the Commission.

 
Agency: Commodity Futures Trading Commission(CFTC)  Priority: Substantive, Nonsignificant 
RIN Status: First time published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 14 CFR 14.8   
Legal Authority: 7 U.S.C. 4a(j)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  10/23/2014  79 FR 63343   
NPRM Comment Period End  11/24/2014 
Final Action  05/00/2015 
Final Action Effective  07/00/2015 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: No 
Agency Contact:
Jason Gizzarelli
Director, Office of Proceedings
Commodity Futures Trading Commission
Office of the Executive Director, Three Lafayette Centre, 1155 21st Street, NW.,
Washington, DC 20581
Phone:202 418-5395
Email: jgizzarelli@cftc.gov