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CFTC | RIN: 3038-AE30 | Publication ID: Spring 2015 |
Title: ●Amendments to Existing System Safeguards Testing Requirements for Designated Contract Markets and Swap Data Repositories | |
Abstract:
Staff is preparing a Notice of Proposed Rulemaking to amend the system safeguards testing requirements in part 38 for DCMs and part 49 for SDRs. The amendment would require DCMs and SDRs to conduct five major types of system safeguards testing and assessment, as often as indicated by adequate risk analysis and at least at specified minimum intervals, and would require that some types of testing be performed by independent contractors. It would also specify the minimum scope required for such testing, require certification of adequate testing frequency, and clarify system safeguards-related document production requirements in accordance with existing document production regulations. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 37 17 CFR 38 17 CFR 49 | |
Legal Authority: Not Yet Determined |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: David Steinberg Associate Director, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5102 Email: dsteinberg@cftc.gov |