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SEC RIN: 3235-AK79 Publication ID: Spring 2015 
Title: Security-Based Swap Data Repository Registration, Duties, and Core Principles 
Abstract:

The Commission adopted rules to facilitate registration of security-based swap data repositories and a form to be used to register as a security-based swap data repository.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Yes  Unfunded Mandates: No 
CFR Citation: None     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 78m(n)   
Legal Deadline:
Action Source Description Date
Final  Statutory  sec 712(e) of the Dodd Frank Act requires adoption 360 days from enactment of the statute.  07/16/2011 
Timetable:
Action Date FR Cite
NPRM  12/10/2010  75 FR 77306   
NPRM Comment Period End  01/24/2011    
NPRM Comment Period Reopened  05/23/2013  78 FR 30800   
NPRM Comment Period End  07/22/2013 
Final Action  03/19/2015  80 FR 14438   
Final Action Effective  05/18/2015 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2015/34-74246  
RIN Data Printed in the FR: No 
Agency Contact:
Richard Vorosmarti
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5635
Email: vorosmartir@sec.gov