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SEC RIN: 3235-AK80 Publication ID: Spring 2015 
Title: Regulation SBSR--Reporting and Dissemination of Security-Based Swap Information 
Abstract:

The Commission adopted Regulation SBSR to implement provisions of the Dodd Frank Act to provide for the reporting of security-based swap information to registered security-based swap repositories or to the Commission and the public dissemination of security-based swap transaction, volume, and pricing information. Regulation SBSR also will require a registered SDR to register with the Commission as a securities information processor..

  

The Commission proposed further rules and guidance in connection with Regulation SBSR under RIN 3235-AL71 on February 11, 2015.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.31    17 CFR 242.90o to 911   
Legal Authority: 15 U.S.C. 78m    15 U.S.C. 78c-3    15 U.S.C. 78m-1    Pub. L. 111-203 secs 763 and 766   
Legal Deadline:
Action Source Description Date
Final  Statutory  Dodd Frank Act sec 712(e)  07/16/2011 
Timetable:
Action Date FR Cite
NPRM  12/02/2010  75 FR 75208   
NPRM Comment Period End  01/18/2011    
Second NPRM  05/23/2013  78 FR 30968   
Second NPRM Comment Period End  08/21/2013 
NPRM Comment Period Reopened  05/23/2013  78 FR 30800   
NPRM Comment Period End  08/21/2013 
Final Action  03/19/2015  80 FR 14564   
Final Action Effective  05/18/2015 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/final/2015/34-74244  
RIN Data Printed in the FR: No 
Related RINs: Related to 3235-AL25, Related to 3235-AL71 
Agency Contact:
Michael Gaw
Division of Trading and Markets
Securities and Exchange Commission
Division of Market Regulation, 100 F Street NE,
Washington, DC 20549
Phone:202 551-5602
Email: gawm@sec.gov