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SEC | RIN: 3235-AK91 | Publication ID: Spring 2015 |
Title: Trade Acknowledgement and Verification of Security-Based Swap Transactions | |
Abstract: The Commission proposed Rule 15Fi-1 pursuant to section 15F of the Exchange Act, amended by the Dodd Frank Act, to require security-based swap dealers and major security-based swap participants to provide trade acknowledgments and to verify those acknowledgments in security-based swap transactions. The comment period was reopened on May 23, 2013. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.15Fi-1 | |
Legal Authority: 15 U.S.C. 78m-8(i) |
Legal Deadline:
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2011/34-632727 | |
RIN Data Printed in the FR: No | |
Agency Contact: Darren Vieira Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5575 Email: vieirad@sec.gov |