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SEC RIN: 3235-AL39 Publication ID: Spring 2015 
Title: Amendments to Small and Additional Issues Exemptions Under the Securities Act 
Abstract:

The Commission adopted rules to implement section 401 of the JOBS Act. Section 401 added section 3(b)(2) to the Securities Act, which directs the Commission to adopt rules exempting from the registration requirements of the Securities Act securities offerings of up to $50 million.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Yes  Unfunded Mandates: No 
CFR Citation: 17 CFR 230.251 to 230.263   
Legal Authority: 15 U.S.C. 77c(b)   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  01/23/2014  79 FR 3926   
NPRM Comment Period End  03/24/2014 
Final Action  04/20/2015  80 FR 21806   
Final Action Effective  06/19/2015 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: Federal, State 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec/gov/rules/final/2015/33-9741.pdf  
RIN Data Printed in the FR: Yes 
Agency Contact:
Zachary Fallon
Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3460