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SEC RIN: 3235-AL43 Publication ID: Spring 2015 
Title: Regulation Systems Compliance and Integrity 
Abstract:

The Commission adopted rules and amendments under the Exchange Act to require self-regulatory organizations and certain other market centers to, among other things, develop policies and procedures to meet adequate standards for the capacity, resiliency, and security of their automated systems.

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Completed Actions 
Major: Yes  Unfunded Mandates: No 
CFR Citation: None     (To search for a specific CFR, visit the Code of Federal Regulations.)
Legal Authority: 15 U.S.C. 78a et seq.   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  03/25/2013  78 FR 18084   
NPRM Comment Period End  05/24/2013 
NPRM Comment Period Extended  05/23/2013  78 FR 30803   
NPRM Comment Period Extended End  07/08/2013 
Final Action  12/05/2014  79 FR 72252   
Final Action Effective  02/03/2015 
Regulatory Flexibility Analysis Required: No  Government Levels Affected: None 
Federalism: No 
Included in the Regulatory Plan: No 
RIN Information URL: www.sec.gov/rules/proposed/2013/34-69077.pdf  
RIN Data Printed in the FR: No 
Agency Contact:
David Garcia
Division of Trading and Markets
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-5681
Email: garciad@sec.gov