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SEC | RIN: 3235-AL48 | Publication ID: Spring 2015 |
Title: Standards for Covered Clearing Agencies | |
Abstract: The Commission proposed rules to establish an enhanced regulatory framework for certain clearing agencies. | |
Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 240.17Ad-22 17 CFR 240.17Ab2-2 (new) | |
Legal Authority: Pub. L. 111-203, sec 763 15 U.S.C. 78q-1 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/.rules/2014/34-71699 | |
RIN Data Printed in the FR: No | |
Agency Contact: Matthew Lee Assistant Director, Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5794 Email: leemat@sec.gov |