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SEC | RIN: 3235-AL69 | Publication ID: Spring 2015 |
Title: Recordkeeping and Risk Controls Specific to Algorithmic Trading | |
Abstract:
The Division is considering recommending that the Commission propose rules in the areas of recordkeeping and risk controls that address specific aspects of algorithmic trading. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 U.S.C. 78f(o) 15 U.S.C. 78w(a) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: John Roeser Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5631 Email: roeserj@sec.gov |