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SEC | RIN: 3235-AL73 | Publication ID: Spring 2015 |
Title: ●Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected With a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located In | |
Abstract:
The Commission proposed rules relating to the application of Title VII of the Dodd Frank Act to security-based swap transactions that arise out of conduct in the United States and certain other related matters. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: Not Yet Determined |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Information URL: sec.gov/rules/proposed/2015/34-74834.pdf | |
RIN Data Printed in the FR: No | |
Related RINs: Related to 3235-AL25 | |
Agency Contact: Richard Gabbert Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-7814 Email: gabbertr@sec.gov |