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CFTC | RIN: 3038-AD82 | Publication ID: Spring 2016 |
Title: Aggregation of Positions | |
Abstract:
The Commission proposed amendments to the aggregation provisions of part 150 of the Commission's regulations on November 15, 2013, that are substantially similar to the proposed amendments to part 151 in a May 30, 2012, NPRM. In an Order dated September 28, 2012, the District Court for the District of Columbia vacated part 151 of the Commission's regulations, rendering the May 30, 2012, NPRM moot. The Commission issued, on September 23, 2015, a Supplemental Notice of Proposed Rulemaking modifying the aggregation provisions of part 150 to address when aggregation is required on the basis of ownership of a greater than 50 percent interest in another entity. |
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Agency: Commodity Futures Trading Commission(CFTC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: No | Unfunded Mandates: No |
CFR Citation: 17 CFR 150 | |
Legal Authority: CEA secs 4(a), 4(c), and 8(a)(5) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Small Entities Affected: No | Federalism: No |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Related RINs: Related to 3038-AD99 | |
Agency Contact: Stephen Sherrod Senior Economist, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 Phone:202 418-5452 Email: ssherrod@cftc.gov |