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CFTC

RIN: 3038-AE12

Publication ID: Spring 2016

Title: Amendments to Swap Data Recordkeeping and Reporting Requirements for Cleared Swaps
Abstract: Staff solicited and reviewed public input on possible revisions to part 45 that could increase efficiencies in reporting cleared swap data and mitigate the burden on market participants. The Commission issued a Notice of Proposed Rulemaking (NPRM) seeking appropriate revisions to part 45. As markets, market participants, and trading conventions adapt to the swap data recordkeeping and reporting requirements under part 45, staff will review these requirements to ensure that they continue to fulfill their regulatory objectives in light of the evolving swaps marketplace.
Agency: Commodity Futures Trading Commission(CFTC)	Priority: Substantive, Nonsignificant
RIN Status: Previously published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 45
Legal Authority: 7 U.S.C. 6r 7 U.S.C. 7 7 U.S.C. 7a-1 7 U.S.C. 7b-3 7 U.S.C. 12a 7 U.S.C. 24a

Legal Deadline: None

Timetable:

Action	Date	FR Cite
Request for Comment	03/26/2014	79 FR 16689
Comment Period End	05/27/2014
NPRM	08/31/2015	80 FR 52544
NPRM Comment Period End	10/30/2015
Final Action	05/00/2016
Final Action Effective	07/00/2016

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Small Entities Affected: No	Federalism: No
Included in the Regulatory Plan: No
RIN Data Printed in the FR: No
Related RINs: Split from 3038-AE22, Related to 3038-AE31, Related to 3038-AD48
Agency Contact: Daniel J. Bucsa Deputy Director, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5435 Email: dbucsa@cftc.gov Aaron Brodsky Senior Special Counsel, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5349 Email: abrodsky@cftc.gov Benjamin DeMaria Special Counsel, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5988 Email: bdemaria@cftc.gov Andrew Ridenour Special Counsel, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street, NW., Washington, DC 20581 Phone:202 418-5348 Email: aridenour@cftc.gov Owen Kopon Special Counsel, Division of Market Oversight Commodity Futures Trading Commission Three Lafayette Centre, 1155 21st Street NW, Washington, DC 20581 Phone:202 418-5360 Email: okopon@cftc.gov