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| View EO 12866 Meetings | Printer-Friendly Version Download RIN Data in XML |
| SEC | RIN: 3235-AL69 | Publication ID: Spring 2016 |
| Title: Recordkeeping and Risk Controls Specific to Algorithmic Trading | |
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Abstract:
The Division is considering recommending that the Commission propose rules in the areas of recordkeeping and risk controls that address specific aspects of algorithmic trading. |
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| Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
| RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Proposed Rule Stage |
| Major: Undetermined | Unfunded Mandates: No |
| CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
| Legal Authority: 15 U.S.C. 78f(o) 15 U.S.C. 78w(a) | |
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Legal Deadline:
None |
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Timetable:
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| Regulatory Flexibility Analysis Required: Undetermined | Government Levels Affected: Undetermined |
| Federalism: Undetermined | |
| Included in the Regulatory Plan: No | |
| RIN Data Printed in the FR: No | |
|
Agency Contact: David Liu Division of Trading and Markets Securities and Exchange Commission 175 W. Jackson Boulevard, Suite 900, Chicago, IL 60604 Phone:312 353-6265 Email: liud@sec.gov |
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