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SEC | RIN: 3235-AL71 | Publication ID: Spring 2016 |
Title: Regulation SBSR--Reporting and Dissemination of Security-Based Swap Information | |
Abstract:
The Commission proposed rules and rule amendments to Regulation SBSR (Reporting and Dissemination of Security-Based Swap Information). Proposed Rule 901(a)(1) would require a platform (i.e., a national securities exchange or security-based swap execution facility registered with the Commission or exempt from registration) to report to a registered security-based swap data repository ("registered SDR") any security-based swap executed on such platform that will be submitted to clearing. Proposed Rule 901(a )(2)(i) would require a registered clearing agency to report to a registered SDR any security-based swap to which it is a counterparty. The Commission also proposed conforming changes to other provisions of Regulation SBSR in light of the proposed amendments to Rule 901(a), and a new rule that would prohibit registered SDRs from charging fees for or imposing usage restrictions on the uses of the security-based swap transaction data that they are required to publicly disseminate.
The Commission also proposed guidance for the reporting and public dissemination of allocations of cleared security-based swaps and a new compliance schedule for the portions of Regulation SBSR for which the Commission had not previously specified a compliance date. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 242.900 17 CFR 242.901 17 CFR 242.905 17 CFR 242.907 17 CFR 242.908 | |
Legal Authority: 15 U.S.C. 78m-1 15 U.S.C. 78m(m) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.rules/proposed/2015/34-74245 | |
RIN Data Printed in the FR: No | |
Agency Contact: David Michehl Division of Trading and Markets Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5627 Email: michehld@sec.gov |