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SEC | RIN: 3235-AL87 | Publication ID: Spring 2016 |
Title: ●Amendments to the Commission's Rules of Practice | |
Abstract:
The Commission proposed amendments to its Rules of Practice that would require persons involved in administrative proceedings to submit all documents and other items electronically; adjust the timing of hearings in administrative proceedings; allow for discovery depositions; clarify the rules for admitting hearsay and assertion of affirmative defenses; and make certain related amendments. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: First time published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: 17 CFR 201 | |
Legal Authority: 15 U.S.C. 7202 15 U.S.C. 77s 15 U.S.C. 78d-1, 78s and 78w 15 U.S.C. 77sss 15 U.S.C. 80a-37 15 U.S.C. 80a-39 15 U.S.C. 80b-11 |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: Undetermined |
Federalism: Undetermined | |
Included in the Regulatory Plan: No | |
RIN Information URL: www.sec.gov/rules/proposed/2015/34-75977.pdf | |
RIN Data Printed in the FR: No | |
Agency Contact: Adela Choi Office of the General Counsel Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5150 Email: choia@sec.gov |