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SEC

RIN: 3235-AL98

Publication ID: Fall 2016

Title: ●Amendments to the Commission's Rules of Practice
Abstract: The Commission proposed amendments to its Rules of Practice to require persons involved in administrative proceedings to submit all documents and other items electronically.
Agency: Securities and Exchange Commission(SEC)	Priority: Substantive, Nonsignificant
RIN Status: First time published in the Unified Agenda	Agenda Stage of Rulemaking: Final Rule Stage
Major: Undetermined	Unfunded Mandates: No
CFR Citation: 17 CFR 201
Legal Authority: 15 U.S.C. 7202 15 U.S.C. 77s 15 U.S.C. 78w 15 U.S.C. 78s 15 U.S.C. 78d-1 15 U.S.C. 77sss 15 U.S.C. 80a-37 15 U.S.C. 80a-39 15 U.S.C. 80b-11

Legal Deadline: None

Timetable:

Action	Date	FR Cite
NPRM	10/05/2015	80 FR 60082
NPRM Comment Period End	12/04/2015
Final Action	10/00/2017

Regulatory Flexibility Analysis Required: No	Government Levels Affected: None
Federalism: No
Included in the Regulatory Plan: No
RIN Information URL: url: www.sec.gov/rules/proposed/34-75977.pdf
RIN Data Printed in the FR: No
Agency Contact: Adela Choi Office of the General Counsel Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-5150 Email: choia@sec.gov