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SEC RIN: 3235-AM91 Publication ID: Fall 2023 
Title: Rule 14a-8 Amendments 
Abstract:

The Division is considering recommending that the Commission adopt rule amendments regarding shareholder proposals under Rule 14a-8.  The Commission proposed to, among other things, update certain substantive bases for exclusion of shareholder proposals under the Commission's shareholder proposal rule.  The proposed amendments would amend the substantial implementation exclusion, the duplication exclusion, and the resubmission exclusion.  

 
Agency: Securities and Exchange Commission(SEC)  Priority: Substantive, Nonsignificant 
RIN Status: Previously published in the Unified Agenda Agenda Stage of Rulemaking: Final Rule Stage 
Major: Undetermined  Unfunded Mandates: No 
CFR Citation: 17 CFR 240.14a-8   
Legal Authority: 15 U.S.C. 78c(b)    15 U.S.C. 78n    15 U.S.C. 78w(a)    15 U.S.C. 80a-20(a)    15 U.S.C. 80a-29    15 U.S.C. 80a-37    ...   
Legal Deadline:  None
Timetable:
Action Date FR Cite
NPRM  07/27/2022  87 FR 45052   
NPRM Comment Period End  09/12/2022 
Final Action  04/00/2024 
Regulatory Flexibility Analysis Required: Yes  Government Levels Affected: None 
Small Entities Affected: Businesses  Federalism: No 
Included in the Regulatory Plan: No 
RIN Data Printed in the FR: Yes 
Agency Contact:
Hughes Bates
Special Counsel, Division of Corporation Finance
Securities and Exchange Commission
100 F Street NE,
Washington, DC 20549
Phone:202 551-3500
Email: batesh@sec.gov