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SEC | RIN: 3235-AN19 | Publication ID: Fall 2023 |
Title: Covered Clearing Agency Resiliency and Recovery and Wind-Down Plans | |
Abstract:
The Division is considering recommending that the Commission adopt rules to expand requirements regarding recovery and wind-down plans and to revise certain risk management requirements for clearing agencies. The Commission proposed to amend certain portions of the Covered Clearing Agency Standards under the Securities Exchange Act of 1934 to strengthen the existing rules regarding margin with respect to intraday margin and the use of substantive inputs to a covered clearing agency’s risk-based margin system. The Commission also proposed a new rule to establish requirements for the contents of a covered clearing agency’s recovery and wind- down plan. |
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Agency: Securities and Exchange Commission(SEC) | Priority: Substantive, Nonsignificant |
RIN Status: Previously published in the Unified Agenda | Agenda Stage of Rulemaking: Final Rule Stage |
Major: Undetermined | Unfunded Mandates: No |
CFR Citation: Not Yet Determined (To search for a specific CFR, visit the Code of Federal Regulations.) | |
Legal Authority: 15 U.S.C. 78q-1 12 U.S.C. 5464(a)(2) |
Legal Deadline:
None |
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Timetable:
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Regulatory Flexibility Analysis Required: No | Government Levels Affected: None |
Federalism: No | |
Included in the Regulatory Plan: No | |
RIN Data Printed in the FR: No | |
Agency Contact: Elizabeth Fitzgerald Assistant Director Securities and Exchange Commission 100 F Street NE, Washington, DC 20549 Phone:202 551-6036 Email: fitzgeraldel@sec.gov |