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Protection of Collateral of Counterparties to Uncleared Swaps; Treatment of Securities in a Portfolio Margining Account in a Commodity Broker Bankruptcy
 
No Modified
 
Mandatory
 
17 CFR 23.704 17 CFR 23.701

Document Type Form No. Form Name Instrument File URL Available Electronically? Can Be Submitted Electronically? Electronic Capability

General Government Executive Functions

 

103 0
   
Private Sector Businesses or other for-profits
 
   75 %

  Approved Program Change Due to New Statute Program Change Due to Agency Discretion Change Due to Adjustment in Agency Estimate Change Due to Potential Violation of the PRA Previously Approved
Annual Number of Responses for this IC 298,700 0 -99,100 0 0 397,800
Annual IC Time Burden (Hours) 143,994 0 -203,418 0 0 347,412
Annual IC Cost Burden (Dollars) 0 0 0 0 0 0

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