Agency Rule List - 2026


Securities and Exchange Commission

Agency Agenda Stage of Rulemaking Title RIN
SEC Prerule Stage Asset-Backed Securities Registration and Disclosure Enhancements 3235-AN52
SEC Prerule Stage Evaluating the Consolidated Audit Trail 3235-AN54
SEC Proposed Rule Stage Rule 144 Safe Harbor 3235-AM78
SEC Proposed Rule Stage Foreign Private Issuer Eligibility Enhancements 3235-AN35
SEC Proposed Rule Stage Crypto Assets 3235-AN38
SEC Proposed Rule Stage Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies 3235-AN40
SEC Proposed Rule Stage Registered Offerings Reform 3235-AN41
SEC Proposed Rule Stage Updating the Exempt Offering Pathways 3235-AN42
SEC Proposed Rule Stage Rationalization of Disclosure Practices 3235-AN43
SEC Proposed Rule Stage Shareholder Proposal Modernization 3235-AN47
SEC Proposed Rule Stage Semiannual Reporting 3235-AN58
SEC Proposed Rule Stage Executive Compensation Disclosure Reform 3235-AN60
SEC Proposed Rule Stage Financial Institution Resolution Transactions 3235-AN61
SEC Proposed Rule Stage Amendments to Certain Proxy Rules 3235-AN63
SEC Proposed Rule Stage Rescission of Climate-Related Disclosure Rules 3235-AN76
SEC Proposed Rule Stage Updates to "Small Entity" Definitions for Purposes of the Regulatory Flexibility Act 3235-AN39
SEC Proposed Rule Stage Amendments to Form N-PORT 3235-AN44
SEC Proposed Rule Stage Amendments to Rule 17a-7 Under the Investment Company Act 3235-AN45
SEC Proposed Rule Stage Amendments to the Custody Rules 3235-AN46
SEC Proposed Rule Stage Electronic Delivery of Information Under the Federal Securities Laws 3235-AN57
SEC Proposed Rule Stage Enhancing Retail Exposure to Private Markets 3235-AN59
SEC Proposed Rule Stage Affiliated Securities Lending Agent Arrangements 3235-AN62
SEC Proposed Rule Stage Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers 3235-AN64
SEC Proposed Rule Stage Pay-to-Play Reform 3235-AN65
SEC Proposed Rule Stage Amendments to Investment Adviser Recordkeeping Rule 3235-AN66
SEC Proposed Rule Stage Transfer Agents 3235-AL55
SEC Proposed Rule Stage Publication or Submission of Quotations Without Specified Information 3235-AN36
SEC Proposed Rule Stage Amendments to Broker-Dealer Financial Responsibility and Recordkeeping and Reporting Rules Regarding Crypto Assets 3235-AN48
SEC Proposed Rule Stage Crypto Market Structure Amendments 3235-AN49
SEC Proposed Rule Stage Amendments to the Trade-Through Rule 3235-AN50
SEC Proposed Rule Stage Definition of Dealer 3235-AN51
SEC Proposed Rule Stage Enhanced Oversight for U.S. Government Securities Traded on Alternative Trading Systems 3235-AN53
SEC Proposed Rule Stage Amendments to Rule 17Ab2-1 and Form CA-1 3235-AN67
SEC Proposed Rule Stage Amendments to Rule 17Ad-22(e)(18) and 15c3-3 3235-AN68
SEC Proposed Rule Stage Regulatory Status of Finders 3235-AN69
SEC Proposed Rule Stage Rule 17a-4 "Business as Such" Clarification 3235-AN70
SEC Proposed Rule Stage Amendments to Rule 13f-2, Related Form SHO, and Regulation SHO 3235-AN72
SEC Proposed Rule Stage Amendments to Rule 10c-1a 3235-AN73