Agency Rule List - Spring 2025


Commodity Futures Trading Commission

Agency Agenda Stage of Rulemaking Title RIN
CFTC Prerule Stage Definition of "Small Entity" for Purposes of the Regulatory Flexibility Act 3038-AF20
CFTC Prerule Stage Concept Release on the Appropriate Regulatory Treatment of Event Contracts 3038-AF62
CFTC Proposed Rule Stage Risk Management for Swap Dealers and Futures Commission Merchants; Amendments 3038-AE59
CFTC Proposed Rule Stage Revisions to Supplemental Standards of Ethical Conduct for Employees of the Commodity Futures Trading Commission 3038-AF11
CFTC Proposed Rule Stage Amendment to the Made Available to Trade Process 3038-AF13
CFTC Proposed Rule Stage Operational Resilience Framework for Certain Commission Registrants 3038-AF23
CFTC Proposed Rule Stage Ownership and Control Reports 3038-AF35
CFTC Proposed Rule Stage Revisions to Business Conduct and Swap Documentation Requirements for Swap Dealers and Major Swap Participants 3038-AF38
CFTC Proposed Rule Stage Affiliations Requirements 3038-AF42
CFTC Proposed Rule Stage Privacy Act Regulations 3038-AF47
CFTC Proposed Rule Stage Codification of Staff No-Action Relief from Required Clearing for Swaps Resulting from Multilateral Portfolio Compression Exercises 3038-AF51
CFTC Proposed Rule Stage Codification of Staff Interpretation Regarding Certain Foreign Exchange Products 3038-AF52
CFTC Proposed Rule Stage Codification of Staff No-Action Relief from Reporting and Recordkeeping Requirements for Fully Collateralized Binary Options 3038-AF53
CFTC Proposed Rule Stage Swap Data Recordkeeping and Reporting Requirements 3038-AF54
CFTC Proposed Rule Stage Elimination of Form 304 and Cotton-on-Call Report 3038-AF55
CFTC Proposed Rule Stage Amendments to Regulation 1.25(d)(2) for Permitted Counterparties 3038-AF56
CFTC Proposed Rule Stage Cross Border Application of Swap Dealer and Security-Based Swap Dealer Requirements 3038-AF57
CFTC Proposed Rule Stage Block Trade Reporting 3038-AF58
CFTC Proposed Rule Stage Compliance Requirements for Commodity Pool Operators on Form CPO-PQR 3038-AF59
CFTC Proposed Rule Stage Commodity Pool Operator Exemptions for Mutual Funds 3038-AF60
CFTC Proposed Rule Stage Registration and Reporting Requirements for Private Funds 3038-AF61
CFTC Final Rule Stage Amendments to Appendices to Parts 43 and 45 Adding Supplemental Reporting Fields 3038-AF26
CFTC Final Rule Stage Financial Data Transparency Act Joint Data Standards Rulemaking 3038-AF43
CFTC Final Rule Stage Amendments to Parts 10 and 11 to Revise the Procedures for Commission Consideration of Enforcement Matters 3038-AF44
CFTC Final Rule Stage Annual Adjustment of Civil Monetary Penalties for Inflation--2026 3038-AF45
CFTC Final Rule Stage Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants 3038-AF46