Agency Rule List - Spring 2025


Securities and Exchange Commission

Agency Agenda Stage of Rulemaking Title RIN
SEC Prerule Stage Foreign Private Issuer Eligibility 3235-AN35
SEC Prerule Stage Asset-Backed Securities Registration and Disclosure Enhancements 3235-AN52
SEC Prerule Stage Evaluating the Continued Effectiveness of the Consolidated Audit Trail 3235-AN54
SEC Proposed Rule Stage Rule 144 Safe Harbor 3235-AM78
SEC Proposed Rule Stage Crypto Assets 3235-AN38
SEC Proposed Rule Stage Enhancement of Emerging Growth Company Accommodations and Simplification of Filer Status for Reporting Companies 3235-AN40
SEC Proposed Rule Stage Shelf Registration Modernization 3235-AN41
SEC Proposed Rule Stage Updating the Exempt Offering Pathways 3235-AN42
SEC Proposed Rule Stage Rationalization of Disclosure Practices 3235-AN43
SEC Proposed Rule Stage Shareholder Proposal Modernization 3235-AN47
SEC Proposed Rule Stage Updates to "Small Entity" Definitions for Purposes of the Regulatory Flexibility Act 3235-AN39
SEC Proposed Rule Stage Amendments to Form N-PORT 3235-AN44
SEC Proposed Rule Stage Amendments to Rule 17a-7 Under the Investment Company Act 3235-AN45
SEC Proposed Rule Stage Amendments to the Custody Rules 3235-AN46
SEC Proposed Rule Stage Transfer Agents 3235-AL55
SEC Proposed Rule Stage Publication or Submission of Quotations Without Specified Information 3235-AN36
SEC Proposed Rule Stage Amendments to Broker-Dealer Financial Responsibility and Recordkeeping and Reporting Rules 3235-AN48
SEC Proposed Rule Stage Crypto Market Structure Amendments 3235-AN49
SEC Proposed Rule Stage Trade-Through Rule 3235-AN50
SEC Proposed Rule Stage Definition of Dealer 3235-AN51
SEC Proposed Rule Stage Enhanced Oversight for U.S. Government Securities Traded on Alternative Trading Systems 3235-AN53
SEC Final Rule Stage Financial Data Transparency Act Joint Data Standards 3235-AN32
SEC Final Rule Stage Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers 3235-AN34