Agency Rule List - Spring 2022


Securities and Exchange Commission

Agency Agenda Stage of Rulemaking Title RIN
SEC Long-Term Actions Conflict Minerals Amendments 3235-AM14
SEC Long-Term Actions Proxy Process Amendments 3235-AM16
SEC Long-Term Actions Incentive-Based Compensation Arrangements 3235-AL06
SEC Long-Term Actions Transfer Agents 3235-AL55
SEC Long-Term Actions Amendments to Rules 17a-25 and 13h-1 Following Creation of the Consolidated Audit Trail 3235-AM22
SEC Long-Term Actions Portfolio Margining of Uncleared Swaps and Non-Cleared Security Based Swaps 3235-AM64
SEC Long-Term Actions Credit Rating Agencies -- Conflicts of Interest and Transparency 3235-AL54
SEC Long-Term Actions Amendments to Requirements for Filer Validation and Access to the EDGAR Filing System 3235-AM58