Director, Office of Planning and Budget

0651-AD65 202310 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 0651 Patent and Trademark Office PTO 0600 Department of Commerce DOC Setting and Adjusting Trademark Fees

The United States Patent and Trademark Office (USPTO or Office) takes this action to set and adjust Trademark fee amounts to provide the Office with a sufficient aggregate revenue to recover its aggregate cost of operations thereby maintaining a sustainable funding model. The new fee amounts will provide the Office with additional resources to ensure the integrity of the Trademark register and promote efficiency of processes while continuing to offer affordable options to stakeholders. This proposal reflects feedback we have received from members of the Trademark Public Advisory Committee and the public, including organizations, practitioners, and small business owners, during a public hearing held on June 5, 2023. As we develop this regulation, we will be seeking additional public comment through the rulemaking process.

]]> Other Significant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 37 CFR 2 Pub. L. 112-29 Yes

The purpose of this rule is to set and adjust trademark fee amounts to provide sufficient aggregate revenue to cover the agency’s aggregate cost of operations. To this end, this rule creates new or changes existing fees for trademark services.

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The Leahy-Smith America Invents Act (AIA), enacted in 2011, provided USPTO with the authority to set and adjust its fees for patent and trademark services. This authority was extended by the Study of Underrepresented Classes Chasing Engineering and Science Success (SUCCESS) Act of 2018. Since then, USPTO has conducted an internal biennial fee review, in which it undertook internal consideration of the current fee structure, and considered ways that the structure might be improved, including rulemaking pursuant to the USPTO's fee-setting authority. This fee review process involves public outreach, including, as required by the Act, a public hearing held by the USPTO's Trademark Public Advisory Committee, as well as public comment and other outreach to the user community and public in general.

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This rulemaking action is currently in development and alternatives have not yet been determined.

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This rulemaking action is currently in development and aggregate annual economic impacts have not yet been determined. The user fees charged by the USPTO for its services are considered transfer payments that do not affect the total resources available to society, and therefore the changes to trademark fees proposed by this rulemaking are transfers, and are not costs of this rulemaking.

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The USPTO will set and adjust trademark fee amounts to provide the Office with a sufficient amount of aggregate revenue to recover its aggregate cost of operations while helping the Office maintain a sustainable funding model, ensure the integrity of the Trademark register, and promote efficiency of processes. Therefore, one risk of taking no action could be that USPTO might not be able to recover its aggregate costs of operations in the long run.

]]> Notice of Public Hearing and Request for Comments 04/27/2023 88 FR 25623 Comment Period End 06/12/2023 NPRM 11/00/2023 NPRM Comment Period End 01/00/2024 Final Action 07/00/2024 Final Action Effective 09/00/2024 Yes Businesses Organizations None No No Yes No Brendan Hourigan Director, Office of Planning and Budget 0651 Patent and Trademark Office PTO 571 272-8966 571 273-8966 brendan.hourigan@uspto.gov P.O. Box 1450, Alexandria VA 22313-1450