1210-AB13 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 1210 Employee Benefits Security Administration EBSA 1200 Department of Labor DOL Prohibited Transaction Exemption for Provision of Investment Advice to Participants in Individual Account Plans Economically Significant Previously Published in The Unified Agenda Final Rule Stage Yes Private Sector 29 CFR 2550 29 USC 1108(g) 29 USC 1135 PL 109-280, sec 601(a), Pension Protection Act of 2006 ERISA sec 408(g) ERISA sec 505 Yes Request for Information 12/04/2006 71 FR 70429 Request for Information Comment Period End 01/30/2007 NPRM 08/22/2008 73 FR 49896 NPRM Comment Period End 10/06/2008 73 FR 49896 Notice of Hearing To Be Held--October 21, 2008 10/14/2008 73 FR 60657 Final Action 01/21/2009 74 FR 3822 Final Action Effective 03/29/2009 Notice of Proposed Extension of Effective Date 02/04/2009 74 FR 6007 Final Rule; Delay of Effective Date and Applicability Date 03/20/2009 74 FR 11847 Final Action Effective 05/22/2009 Next Action Undetermined To Be Determined No None No No No No Fred Wong 1210 Employee Benefits Security Administration EBSA 202 693-8500 202 219-7291 200 Constitution Avenue NW., FP Building, Room N-5655, Washington DC 20210