1506-AB52 202510 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 1506 Financial Crimes Enforcement Network FINCEN 1500 Department of the Treasury TREAS Anti-Money Laundering and Countering the Financing of Terrorism Programs

On July 3, 2024, FinCEN issued an NPRM to implement section 6101(b) of the AML Act, which requires the Secretary of the Treasury to issue and promulgate rules for financial institutions to carry out the government-wide anti-money laundering and countering the financing of terrorism priorities (AML/CFT Priorities). FinCEN is considering comments to that NPRM in the development of a new NPRM. As part of this second NPRM, FinCEN intends to propose revisions to the AML/CFT Program and SAR Filing Requirements for Registered Investment Advisers (RIAs) and Exempt Reporting Advisers (ERAs) (IA AML Rule), which FinCEN issued on September 9, 2024, and ensure the IA AML Rule is effectively tailored to the diverse business models and risk profiles of types of firms within the investment adviser sector.

]]> Economically Significant Previously Published in The Unified Agenda Completed Actions Yes Private Sector Regulatory 31 CFR Ch. X 12 U.S.C. 1829b 12 U.S.C. 1951 to 1960 31 U.S.C. 5311 to 5314 31 U.S.C. 5316 to 5336 Statutory Final Within 180 days of the issuance of the national AML/CFT priorities, which were issued on June 30, 2021 No NPRM 07/03/2024 89 FR 55428 NPRM Comment Period End 09/03/2024 89 FR 55428 Withdrawn - replaced by 1506-AB72 04/07/2026 YES Businesses None No No Yes Yes FinCEN Regulatory Support Section 1506 Financial Crimes Enforcement Network FINCEN 800 767-2825 frc@fincen.gov P.O. Box 39, Vienna VA 22183