1550-AC13 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 1550 Office of Thrift Supervision OTS 1500 Department of the Treasury TREAS Recordkeeping Requirements for Savings Association Exceptions From Securities Broker or Dealer Registration Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined Undetermined 12 CFR 554 12 USC 1462 to 1462a 12 USC 1463 12 USC 1467a No NPRM 04/00/2009 No No None No No No No 1557 Comptroller of the Currency OCC Joint 7100 Federal Reserve System FRS Joint 3064 Federal Deposit Insurance Corporation FDIC Joint Martha Clarke 1500 Department of the Treasury TREAS 202 906-5010 250 E Street, SW, Washington DC 20219 Judi McCormick 1550 202 906-5636 1700 G Street NW., Washington DC 20552 John Harootunian P. 1550 202 906-6415 1700 G Street NW., Washington DC 20552