1557-AB93 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 1557 Comptroller of the Currency OCC 1500 Department of the Treasury TREAS Recordkeeping Requirements for Bank Exceptions From Securities Broker or Dealer Registration Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No Not Yet Determined 12 USC 93a 12 USC 1828(t) No NPRM 04/00/2009 Undetermined Undetermined Undetermined No No No Hugh Carney 1557 Comptroller of the Currency OCC 202 874-4624 hugh.carney@occ.treas.gov 250 E Street SW., Washington DC 20219