3038-AC07 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 3038 Commodity Futures Trading Commission CFTC Execution of Off-Centralized Market Transactions: Regulation 1.38 and Guidance on Core Principle 9 Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage No No 17 CFR 1 17 CFR 38 7 USC 7 No NPRM 07/01/2004 69 FR 39880 NPRM Comment Period End 08/30/2004 Second NPRM 09/18/2008 73 FR 54097 Second NPRM Comment Period End 11/17/2008 NPRM Comment Period Extended 01/05/2009 74 FR 67453 Final Action 09/00/2009 No No None No No No No Riva Spear-Adriance 3038 Commodity Futures Trading Commission CFTC 202 418-5494 radriance@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581 Gabrielle Sudik A. 3038 Commodity Futures Trading Commission CFTC 202 418-5171 202 418-5507 gsudik@cftc.gov Three Lafayette Centre, 1155 21st Street NW., Washington DC 20581