3038-AD52 201610 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3038 Commodity Futures Trading Commission CFTC Regulation Automated Trading

On December 17, 2015, the Commission published a notice of proposed rulemaking ("NPRM”) titled "Regulation Automated Trading.” Regulation Automated Trading proposes a series of risk controls, transparency measures and other safeguards to enhance the regulatory regime for automated trading on U.S. designated contract markets.  The initial comment period was open through March 16, 2016, and was re-opened from June 10 through June 24, 2016. After evaluating all comments received, the Commission is now considering publishing a supplemental NPRM to incorporate comments and make certain amendments to its proposal.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage No No 17 CFR 1 17 CFR 38 17 CFR 40 17 CFR 170 7 U.S.C. 1a(23), 7 U.S.C. 6c(a) 7 U.S.C. 7(d) and 7 U.S.C. 12(a)(5) No ANPRM 09/12/2013 78 FR 56542 ANPRM Comment Period End 12/11/2013 ANPRM Comment Period Extended 01/24/2014 79 FR 4104 ANPRM Comment Period Extended End 02/14/2014 NPRM 12/17/2015 80 FR 78824 NPRM Comment Period End 03/16/2016 NPRM Comment Period Reopened 06/10/2016 81 FR 36484 NPRM Comment Period End 06/24/2016 Supplemental NPRM 11/00/2016 Supplemental NPRM Comment Period End 12/00/2016 Yes Businesses None No No Yes No Marilee Dahlman Special Counsel, Division of Market Oversight 3038 Commodity Futures Trading Commission CFTC 202 418-5264 mdahlman@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581