3038-AD54 201804 Unified Agenda of Federal Regulatory and Deregulatory Actions 3038 Commodity Futures Trading Commission CFTC Capital Requirements for Swap Dealers and Major Swap Participants

The staff is considering comments received on the notice of proposed rulemaking that would impose capital requirements for swap dealers and major swap participants that are not banks, as required by section 731 of the Wall Street Transparency and Accountability Act of 2010.

]]> Other Significant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Independent agency 17 CFR 1 17 CFR 23 17 CFR 140 Pub. L. 111-203, sec. 731, Dodd-Frank No NPRM 05/12/2011 76 FR 27802 NPRM Comment Period End 07/11/2011 Second NPRM 12/16/2016 81 FR 91252 Second NPRM Comment Period End 03/16/2017 Second NPRM Comment Period Extended 03/16/2017 82 FR 13971 Second NPRM Comment Period Extended End 05/15/2017 Final Rule 11/00/2018 Final Rule Effective 02/00/2019 No No None No No No No Thomas Smith J. Acting Director, Market Participants Division 3038 Commodity Futures Trading Commission CFTC 202 418-5495 tsmith@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581