3038-AD99 201804 Unified Agenda of Federal Regulatory and Deregulatory Actions 3038 Commodity Futures Trading Commission CFTC Position Limits for Commodity Derivatives Contracts

The Commission re-proposed amendments to the Commission's position limits regime, including associated reporting rules. In re-proposing the amendments, the Commission considered comments on a Supplemental Notice of Proposed Rulemaking to allow designated contract markets (DCM) and swap execution facilities (SEF) to process requests for exemptions from position limits for: (i) Bona fide hedges not enumerated under the definition for bona fide hedging position proposed in December 2013; (ii) transactions normally known to the trade as spreads; and (iii) anticipatory bona fide hedging positions.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Final Rule Stage Undetermined No Independent agency 17 CFR 150 CEA secs. 4(a), 4(c), and 8(a)(5) No NPRM 12/12/2013 78 FR 75680 NPRM Comment Period End 02/10/2014 NPRM Comment Period Reopened 05/29/2014 79 FR 30762 NPRM Comment Period Reopened End 07/03/2014 NPRM Comment Period Extended 07/03/2014 79 FR 37973 NPRM Comment Period Extended End 08/04/2014 NPRM Comment Period Reopened 12/04/2014 79 FR 71973 NPRM Comment Period Reopened End 01/22/2015 NPRM Comment Period Reopened 02/26/2015 80 FR 10022 NPRM Comment Period Reopened--Correction 03/25/2015 80 FR 15699 NPRM Comment Period Reopened End 03/28/2015 NPRM Comment Period Reopened End--Correction 03/30/2015 Supplemental NPRM 06/13/2016 81 FR 38458 Supplemental NPRM Comment Period End 07/13/2016 NPRM Reproposal 12/30/2016 81 FR 96704 NPRM Reproposal Comment Period End 02/28/2017 Final Action 07/00/2018 Final Action Effective 09/00/2018 No No None No No No No 3038-AD82 Related to Aaron Brodsky Senior Special Counsel, Division of Market Oversight 3038 Commodity Futures Trading Commission CFTC 202 418-5349 abrodsky@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581