3038-AE01 201610 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3038 Commodity Futures Trading Commission CFTC Core Principle 9 for Designated Contract Markets

Staff is recommending that the Commission propose new rules concerning all aspects of centralized market trading on DCMs, block trading in futures and options, and EDRPs. Among other things, the proposed rules would limit block trading to a specified percentage of Average Daily Volume of futures and of options on futures contracts listed by a DCM.

]]> Other Significant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 38.500 7 U.S.C. 7 CEA sec. 5 7 U.S.C. 2(h) CEA sec. 2(h) 7 U.S.C. 12(a)(5) CEA sec. 8(a)(5) Pub. L. 111-203, Dodd-Frank 124 Stat. 1376 (2010) No NPRM 06/00/2017 No No None No No No No 3038-AD90 Related to Nancy Markowitz Deputy Director, Division of Market Oversight 3038 Commodity Futures Trading Commission CFTC 202 418-5453 nmarkowitz@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581 Abigail Knauff Special Counsel, Division of Market Oversight 3038 Commodity Futures Trading Commission CFTC 202 418-5123 aknauff@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581 Aaron Brodsky Senior Special Counsel, Division of Market Oversight 3038 Commodity Futures Trading Commission CFTC 202 418-5349 abrodsky@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581