3038-AE16 201410 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3038 Commodity Futures Trading Commission CFTC Alternative to Fingerprinting to Establish Fitness of Associated Persons and Principals in Certain Cases Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No Not Yet Determined Not Yet Determined No NPRM 01/00/2015 No No None No No No No Frank Fisanich 3038 Commodity Futures Trading Commission CFTC 202 418-5949 ffisanich@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581