3038-AE25 201804 Unified Agenda of Federal Regulatory and Deregulatory Actions 3038 Commodity Futures Trading Commission CFTC Amendments to Part 37 to Update Requirements for Swap Execution Facilities

Staff is proposing rule changes to part 37. The proposed part 37 rules would codify existing no-action relief related to blocks, error trades and confirmations; and clarify and amend certain provisions relating to requirements for swap execution facilities.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No Independent agency 17 CFR 37 7 U.S.C. 7(b)(3) No NPRM 05/00/2018 No No None No No No No Abigail Knauff Special Counsel, Division of Market Oversight 3038 Commodity Futures Trading Commission CFTC 202 418-5123 aknauff@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581 Nancy Markowitz Deputy Director, Division of Market Oversight 3038 Commodity Futures Trading Commission CFTC 202 418-5453 nmarkowitz@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581 Nhan Nguyen H. Special Counsel, Division of Market Oversight 3038 Commodity Futures Trading Commission CFTC 202 418-5932 nnguyen@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581 Roger Smith Associate Chief Counsel, Division of Market Oversight 3038 Commodity Futures Trading Commission CFTC 202 418-5344 rsmith@cftc.gov 77 West Jackson Boulevard, Suite 800, Chicago IL 60604