3038-AF16 202304 Unified Agenda of Federal Regulatory and Deregulatory Actions 3038 Commodity Futures Trading Commission CFTC Recovery and Wind-down Plans for Derivative Clearing Organizations; Information Necessary for Resolution Planning

The Commodity Futures Trading Commission is proposing amendments to the recovery and wind-down plan requirements applicable to derivatives clearing organizations (DCO) that would codify the staff guidance set forth in CFTC Staff Letter No. 16-61, require all derivatives clearing organizations to maintain wind-down plans, and clarify the information required for resolution planning.  The proposal would also amend reporting requirements and make technical corrections to part 190, Form DCO and the subpart C Election form.

]]> Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 39 7 U.S.C. 7a-1 No NPRM 07/00/2023 No None No No No Yes Megan Wallace Senior Special Counsel, Division of Clearing and Risk 3038 Commodity Futures Trading Commission CFTC 202 418-5150 mwallace@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581 Robert Wasserman Chief Counsel, Division of Clearing and Risk 3038 Commodity Futures Trading Commission CFTC 202 418-5092 rwasserman@cftc.gov Three Lafayette Centre, 1155 21st Street NW, Washington DC 20581