3038-AF39 202310 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3038 Commodity Futures Trading Commission CFTC DCO Member Property Requirements

Staff expects to recommend that the Commission propose amendments to part 39 of the Commission’s regulations, in order to require DCOs to hold money, security, or property (funds) belonging to their clearing members separate from the DCO’s funds and in an account clearly labeled as holding funds belonging to clearing members. Staff also expects to recommend the Commission propose to require DCOs to obtain a letter from any custodian of clearing member funds that acknowledges that the funds belong to clearing members and can not be used by the DCO for other purposes.  Staff also expects to recommend additional protections for clearing member funds and to require a DCOs to implement an anti-money laundering (AML) program.

]]> Substantive, Nonsignificant First Time Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 39 7 U.S.C. 7a-1 No NPRM 11/00/2023 Undetermined Undetermined No No No No Scott Sloan Special Counsel, Division of Clearing and Risk 3038 Commodity Futures Trading Commission CFTC 312 596-0708 ssloan@cftc.gov 77 West Jackson Boulevard, Suite 800, Chicago IL 60604