3064-AE39 201604 Unified Agenda of Federal Regulatory and Deregulatory Actions 3064 Federal Deposit Insurance Corporation FDIC Covered Broker-Dealer Provisions Under Title II of the Dodd-Frank Wall Street Reform and Consumer Protection Act

The Federal Deposit Insurance Corporation and the Securities and Exchange Commission, in accordance with section 205(h) of the Dodd-Frank Wall Street Reform and Consumer Protection Act (‘‘Dodd-Frank Act’’), are jointly proposing a rule to implement provisions applicable to the orderly liquidation of covered brokers and dealers under title II of the Dodd-Frank Act.

 

]]> Other Significant Previously Published in The Unified Agenda Proposed Rule Stage No No 12 CFR 380 12 U.S.C. 5385(h) 12 U.S.C. 5389 12 U.S.C. 5390(s)(3) 12 U.S.C. 5390(b)(1)(C) ... No NPRM 03/02/2016 81 FR 10798 NPRM Comment Period End 05/02/2016 Email: Comments@fdic.gov. Include RIN 3064-AE39 in the subject line of the message. No No None No No www.fdic.gov/regulations/laws/federal www.fdic.gov/regulations/laws/federal No No Peter Miller Assistant Director, DRR 3064 Federal Deposit Insurance Corporation FDIC 917 320-2589 petemiller@fdic.gov 550 17th Street NW, Washington DC 20429 Pauline Calande Senior Counsel 3064 Federal Deposit Insurance Corporation FDIC 202 898-6744 pcalande@fdic.gov 550 17th Street NW, Washington DC 20429 Elizabeth Falloon Counsel 3064 Federal Deposit Insurance Corporation FDIC 703 562-6148 efalloon@fdic.gov 550 17th Street NW, Washington DC 20429