3235-AH06 201010 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Risk Assessment Recordkeeping and Reporting Requirement Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 240.17h-1T 17 CFR 240.17h-2T 15 USC 78a(h) No NPRM 06/00/2011 Undetermined None No No No No Michael Coe 3235 Securities and Exchange Commission SEC 202 551-4875 coem@sec.gov 100 F Street NE, Washington DC 20549