3235-AH69 199910 The Regulatory Plan and the Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Automated Submission of Trading Data by Certain Exchange Members, Brokers, and Dealers Under the Securities Exchange Act of 1934 Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 240.17a-25 15 USC 78a 15 USC 78c 15 USC 78j 15 USC 78mm 15 USC 78w 15 USC 78q No NPRM 09/00/2000 Undetermined None NA Not Collected Anitra Cassas 3235 Securities and Exchange Commission SEC 202 942-0089 202 942-9695 cassasa@sec.gov Not Procurement Related No