3235-AH72 200904 Unified Agenda of Federal Regulatory and Deregulatory Actions 3235 Securities and Exchange Commission SEC Political Contributions by Certain Investment Advisers Substantive, Nonsignificant Previously Published in The Unified Agenda Proposed Rule Stage Undetermined No 17 CFR 275.206(4)-5 15 USC 204 15 USC 206(4) 15 USC 211(a) No NPRM 08/10/1999 64 FR 43556 NPRM Comment Period End 11/01/1999 Second NPRM 10/00/2009 Yes Businesses None No www.sec.gov/rules/proposed/ia-1812.htm Yes No Daniel Kahl Seth 3235 Securities and Exchange Commission SEC 202 551-6730 kahld@sec.gov 100 F Street NE, Washington DC 20549